The emergence of Islamic State: Exploiting new social fractures

The Iraqi civil war was an armed conflict pitting a variety of Iraqi and international forces against IS from December 2013 to December 2017. Already in 2013 the IS insurgency had escalated into a full-scale war as the group launched its 12-month campaign ‘Soldiers’ Harvest’ that targeted in particular Iraqi forces in the northwest, resulting in the later conquest of Ramadi, Fallujah, Tikrit, Mosul and major parts of northern Iraq. The campaign included an attack in July 2013 on the Abu Ghraib and Taji prisons, which freed between 500 and 1,000 inmates, including senior al-Qaeda leaders and other militants. In June 2014, IS leader Abu Bakr al-Baghdadi declared the creation of an Islamic State in Mosul, Iraq’s second largest city, and named himself caliph. At its height, IS held 56,000 square kilometers - a third of Iraq’s territory and inhabited by 4.5 million of its residents. The organisation instituted a reign of terror that included rape, abductions, executions, mass murder, pillaging, extortion, seizure of state resources and smuggling.

Before the capture of Mosul by IS in 2014, international and Iraqi policy makers believed that the Islamic State of Iraq (a predecessor of IS)[56] had been defeated and another insurgency highly unlikely. They were wrong. This was mostly due to their perception of the insurgency as a disease inflicted upon society by external sources that could be rooted out, rather than viewing it as a violent manifestation of deeper social grievances. The emergence of IS was, in fact, the result of many dynamics that interacted over a long period, including the collapse of Iraqi state institutions, foreign occupation mobilising armed resistance and a civil war that tore through Iraq’s social fabric and hardened group identities. Often interpreted solely through the lens of religious doctrine and religious extremism, IS legitimacy and attraction rested on multiple trends that have been evolving deeper down within Iraqi society.

For example, IS monopolised the Sunni rebellion that emerged in 2013–2014 against al-Maliki's repressive central government in Baghdad.[57] By early 2013, tens of thousands of Sunnis were participating in anti-government protests in Ramadi, Fallujah, Samarra, Mosul and Kirkuk. Not unlike the 2019 protests, they faced a bloody crackdown.[58] While the politics of Sunni and Kurdish marginalisation played a role at the national level, intra-communal fractures (e.g. the disconnection between Sunni political elites and their constituencies) were essential in providing social inroads for IS, helping to anchor it locally, and expanding rapidly. These fractures were brought about by the major shifts in power and the emergence of new stakeholders that followed the fall of the Ba’ath regime after 2003. A good example is the demise of the ‘Awakening’, a movement of Sunni tribes that was instrumental in the fight against al-Qaeda in Iraq between 2006 and 2008. Its dismantlement by Prime Minister al-Maliki can be seen as both a cause and a consequence of the marginalisation and fragmentation of Iraq’s Sunni community after the fall of Saddam Hussein. As a result of the Awakening’s disempowerment at the hands of the Shi’a-dominated Iraqi state, many of its remnant groups fell victim to / joined the extremist forerunners of IS.[59]

Internal displacement and the proliferation of informal settlements in response to war and violence added new socio-political cleavages that split traditional social structures and disrupted community authority. By promising a new era of Sunni dominance, IS drew widespread support from disenfranchised Sunnis and was able to expand its territories rapidly. Depending on the context, IS served as a form of empowerment, not only against the government and its repression, but also as a mechanism to address local grievances, i.e. to carry out revenge and to settle longstanding scores that had accumulated within Sunni communities.

Key conflict episodes

Despite the gradual growth of IS between 2010 and 2014, it only erupted into international and domestic consciousness in June 2014 when its fighters first captured Mosul and then marched on to reach the outskirts of Baghdad and Erbil. In a short time, the fight against IS came to involve the Iraqi armed forces, the Popular Mobilisation Forces (PMF),[60] various Kurdish forces, several self-defence groups and tribal factions. Iran was the first foreign country to provide military assistance, partly because Sunni jihadis came within 25 miles of its border. US airstrikes against IS began in August 2014 but were initially restricted to Sinjar. In September 2014, the US formed ‘The Global Coalition to Defeat ISIS’, consisting of 79 countries and institutions. However, the coalition’s airstrike campaign and ground combat operations ‘Operation Inherent Resolve’ only began to engage seriously in 2015, supporting the recapture of Tikrit in April, Ramadi in December, Fallujah in June 2016 and Mosul in July 2017.

Looking back from a conflict prevention perspective, the full-blown emergence of IS could have been foreseen prior to its dramatic seizure of Mosul, which brought in cash, recruits and weapons in large quantities. In late 2013/early 2014, IS was already on the rise before it morphed from a shadowy insurgent network into a quasi-state that held territory, collected taxes and conducted large-scale military operations.[61] The Iraqi government did in fact request international (US) assistance, but the Obama administration declined to intervene militarily – acting only after Mosul had fallen and IS had taken control of a third of the country, with both Baghdad and Erbil under threat.[62] Allowing IS to consolidate control of Mosul and much of Anbar dramatically raised the costs and duration of the military campaign needed to defeat it. What transpired was devastating urban warfare in mostly Sunni-dominated cities, thus, in a sense, aggravating the original problem. The US military used 29,000 munitions in the form of bombs, rockets and artillery during the campaign to liberate Mosul alone, decimating basic infrastructure. The capital city of Anbar province, Ramadi, was reported to have been 80 per cent destroyed by the 2015 liberation campaign – a fate not dissimilar to that of Raqqa in neighbouring Syria. Moreover, had IS not taken Mosul and threatened Baghdad, the Iraqi government would not have become as dependent on the mobilisation of an array of armed groups, often supported by sectarian and regional actors, that helped prevent the outright collapse of the state but went on to subtly undermine it afterwards.

Table 5
Key conflict periods and conflict factors in Iraq’s war against IS

Periods

Key contestation

Synopsis

Major conflict factors (continuity (c) / new (n))

From marginalisation to protests and insurgency


2011 to 2013

Al-Maliki government versus Sunni protestors and an emerging IS


Turning point to next period
: Infiltration and capture of key Sunni cities

Massive protests spread throughout Iraq in Sunni-majority areas including Fallujah, Ramadi and Anbar against the Shia-dominated government of al-Maliki.


Sunni insurgency intensified and Islamic State of Iraq launched its ‘Breaking the Walls’ campaign carrying out 24 bombings and orchestrated prison breaks.

Repressive government response to protests (n)

Proliferation of jihadis in Syria (n)

Breakout of al-Qaeda prisoners (n)

US troop withdrawal (n)

From insurgency to full-scale war


Late 2013 to mid-2014

IS versus a fragmented Iraqi army





Turning point to next period
: Capture of Mosul and march on Baghdad/Erbil

IS launched a 12-month campaign, ‘Soldiers’ Harvest’, against Iraqi security forces to sap morale, including an attack on the Abu Ghraib prison freeing between 500 and 1,000 inmates, including senior al-Qaeda leaders and other militants.


IS infiltrated Fallujah and Ramadi after months of mounting violence, mainly in the Sunni Anbar province.

Collapse Iraqi army (n)

Lack of early action against IS (n)

Local disaffected residents facilitate IS insurgency (c)

From full-scale war to entrenched caliphate


Mid-2014 to late 2015

IS militants versus a crippled Iraqi army, as well as the PMF and Iranian forces





Turning point to next period:
Launch of coalition campaign against IS

IS militants took over Mosul, Tikrit and Ramadi in a large offensive and seized the border crossing at Abu Kamal with Syria. IS extended its control to the Yazidi towns of Sinjar and Zumar, forcing thousands to flee. IS marched on Baghdad and Erbil. Iranian forces deployed to support Iraqi troops.


Establishment of a caliphate rebranded as the Islamic State, with Abu Bakr al-Baghdadi as caliph in Mosul. Sistani responded to IS with a fatwa calling Iraqis to arms. Tens of thousands of men, mostly Shi’a, joined new and old armed groups, a number of them supported by Iran. Resignation of PM Nouri al-Maliki and the announcement of the creation of a broad, US-led international coalition to defeat IS.

Collapse of Iraqi army (c)

Creation of the Popular Mobilization Forces (PMF) (n)

Influx of foreign militants in support of IS (n)

US-led global coalition forms (n)

From entrenched caliphate to fall of the caliphate


Late 2015 to 2017

IS versus coalition forces (Iraqi Security Forces (ISF), PMF and international)







Turning point to next period
: Declaration of victory against IS

Launch of the US-led campaign against IS named ‘Operation Inherent Resolve’.


Gradual recapture of Baiji Refinery, Sinjar Ramadi, Kirkuk and Fallujah in 2016 and a large-scale campaign to liberate Mosul. Mosul is recovered in July 2017, followed by Tal Afar, Hawija, al-Qaim and Rawa, the last towns under IS control.


Increased IS suicide attacks in Baghdad, Kirkuk, Najaf, Samarra, Tikrit, Karbala and Nasriyah. PM al-Abadi declared victory over IS in December 2017.

Iraqi forces start recovery through training and creation of Counter Terrorism Service (CTS) (c)

Legalisation of the PMF (c)

US coalition airstrikes cause large-scale destruction and casualties due to dense urban warfare (c)

Large-scale displacement (n)

From insurgency to guerrilla tactics


2018 to 2020

IS versus ISF and PMF










Turning point to next period
:

Resumption of IS insurgency in main Sunni cities (if)

IS continues to strike via sleeper cells and guerrilla warfare in hard-to-reach mountainous areas and occasionally conducts suicide attacks in main cities.


The gradual withdrawal of US and Coalition troops, weakened state institutions and mounting political, economic and health crises in Iraq facilitated IS insurgency.


Preventative military approaches by CTS and PMF are successful but are not comprehensive. The government lacks policies at the national and local level to reintegrate Sunni communities and address grievances.

ISF remain weak, as does the state (c)

Withdrawal of coalition combat (support) troops (n)

PMF become more influential (c)

Continuing marginalisation of Sunni communities (c)

Main sources: Lister, C., Profiling the Islamic State, Brookings Doha Center, 2020; Hamasaeed, S., Iraq Timeline: Since the 2003 War, USIP, 2020; Hashim, A., ‘The Islamic State: From al-Qaeda Affiliate to Caliphate ’, Middle East Policy, Vol. 21, Issue 4, 2014, pages 69-83; Mardini, R., Preventing the Next Insurgency: A Pathway for Reintegrating Iraq’s Sunni Population, Foreign Policy Research Institute, 2020; Schmid, A., Challenging the Narrative of the Islamic State, International Centre for Counter-Terrorism, 2015; Van Veen, E. and N. Grinstead, Iraqi Imbroglio: The Islamic State and beyond – A brief analysis of the 2014 political-security crisis, The Hague: Clingendael, 2014.

Ever since IS lost its last stronghold in 2017, security experts have warned about the risk of resurgence. The only reliable way to reduce this risk is to address reconciliation and grievances with and within Iraq’s Sunni community, which is not happening at present. In fact, the opposite seems to be the case as an initial popular campaign of revenge has been followed by a government policy of further neglect.[63] The preceding analysis has highlighted a few further issues for consideration:

i.
Intra-Sunni dynamics in Iraq have an outsized impact on the country’s stability and even regional security but remain neglected and marginalised in Iraq’s political discourse. In fact, the Sunni socio-political and economic landscape of Iraq has arguably been neglected since 2003 at a huge cost to the country. Even though IS has been territorially defeated, conditions within the Sunni community are poor and likely to set the parameters of potential future insurgency in Iraq.[64]
ii.
The war against IS liberated mainly Sunni-dominated territories but was largely fought by non-Sunni forces. During the US-backed military campaign against IS, Sunni leaders were denied numerous requests to participate and were often only allowed to operate with sponsorship from Baghdad or Erbil. This has helped to bring about a victory that is a partial memory rather than a collective one, which is further strengthened by national level politics in which Sunni political elites (are forced to) seek legitimacy by aligning with Shi’a and Kurdish elites in Baghdad/Erbil or serve as their local proxies.
iii.
The weakness of Iraqi state institutions and the influence of a range of armed groups across the post-war politico-security landscape has produced political barriers that have hindered reintegration. The influence of such groups is especially salient where demographics are mixed, which provides an incentive to alter ethnic and religious balances in favour of such groups. They have also transformed their territorial control of liberated areas into political influence and economic gains by instating mayors and governors affiliated with them.[65]
iv.
The most sensitive reintegration problem concerns the families of IS members. This, too, is a problem that persists due to a weak and fragmented government, which has lacked a national plan and effective policies. Until these families are either freed or dealt with through the criminal justice system, they remain a risk as well as a potential source of grievance due to their generally poor treatment.
v.
More than 1.5 million Iraqis, the majority Sunni, remain displaced from their homes several years after the fight against IS ended.[66] Sunni leaders have received little help from the central government, which is more focused on smoking out remaining militants. This situation is also likely to reproduce grievances within the Sunni community and drive future instability.
IS emerged from the remnants of al-Qaeda in Iraq, a local offshoot of al-Qaeda. It faded into obscurity for several years after the surge of US troops and their Sunni tribal auxiliaries in Iraq in 2007. It began to reemerge in 2011, taking advantage of growing instability in Iraq and Syria to carry out attacks and grow its ranks.
The post-Saddam period was a disaster for Iraq’s Sunni community. After 2003, a de-Baathification programme stripped hundreds of thousands of soldiers and civil servants of their jobs, including doctors and teachers. Many sacked Sunni army officers joined the al-Qaeda insurgency against US forces. Yet, it was also Iraq’s Sunni tribes that helped drive out extremist groups and militants in the so-called Sunni Awakening. It is therefore not a simple matter of equating IS with Sunni extremism. When the tribes that fought and died during the Awakening were subsequently disempowered and dishonoured by al-Maliki, IS received a further boost.
In April 2013, the Hawija region’s anger at the government exploded after the Iraqi Army attacked protesters. Up to 200 civilians were killed and at least 150 were injured. Such incidents fuelled the surge of IS in the area the following year. By June 2014, IS had seized Hawija and much of southern Kirkuk.
Rudolf, I., The Sunnis of Iraq’s “Shia” Paramilitary Powerhouse, The Century Foundation, 2020, online.
The PMF was mobilised after a fatwa from Iraq’s top Shi’a cleric (marja’iya), Grand Ayatollah Ali al-Sistani, mobilised tens of thousands of volunteers, mostly Shi’a, that formed or joined more than 60 armed groups.
IS captured swathes of Anbar and Nineweh provinces in 2013, months before the fall of Mosul. Heibner, S et al., Caliphate in Decline: An Estimate of Islamic State’s Financial Fortunes, London: The International Centre for the Study of Radicalisation and Political Violence, 2017.
The US administration did expedite arms deliveries to Baghdad in late 2013 and early 2014, as well as providing greater intelligence support via occasional unarmed drone flights.
See for example: Taub, B., Iraq’s post-ISIS campaign of revenge, The New Yorker, December 2018, online.
For instance: Haddad, F., Competing Victimhoods in a Sectarian Landscape, Maydan, October 2016, online.
See for example Clingendael’s work on the Hashd al-Sha’abi: link including: Ezzeddine, N., Sulz, M. and E. van Veen, The Hashd is dead, long live the Hashd! Fragmentation and consolidation, The Hague: Clingendael, 2019.
See: link (accessed 30 November 2020).