Engaging in the conflict cycle in other countries to gain outcomes favourable to one’s own interests is akin to playing in the champions league of foreign policy. Doing this effectively and responsibly requires a coherent and full-spectrum political strategy as well as the diplomatic, financial, developmental and military means to deliver it. It is clear from the scope of the security interests articulated in the European Union’s (EU) Global Strategy (2016) and its many associated foreign policy statements that the EU intends to meet these requirements. However, study of EU institutional policies and interventions in the Syrian and Iraqi civil wars highlights that it falls well short of doing so. As a result, EU institutions are not well placed to intervene effectively in high intensity conflicts with existential features such as these two civil wars. This observation may extend to violent conflict more broadly.[84]

The analysis has brought to light several key reasons why EU institutions struggle to intervene effectively in conflict elsewhere. First, EU Member States have so far been reluctant to endow EU institutions with the required full-spectrum toolkit and a fully interoperable bureaucracy. The EU is especially incapable of deploying – directly or indirectly – credible military force on a battlefield. Given the mixed track record of bringing about political change by force of arms, it can be legitimately debated whether it is desirable to develop this capability. But for now, the EU has indicated its intention of doing so in recognition of the fact that there are conflict circumstances in which only the deployment of force can prevent worse (such as war crimes and atrocities) or create conditions for negotiating a new political settlement. This problem can in part be resolved by creating the required institutions, capabilities and procedures.

Second, even if EU institutions had the required toolkit and interoperable bureaucracy, it would still lack the strategic culture and mechanisms that can generate coherent and long-term interventions, including force deployment. The geopolitical interests of EU Member States are diverse – sometimes they compete – which limits the demand for EU foreign policy as a public good that can be produced by the EU’s institutions to address conflict as a collective action problem. This issue cannot be resolved without developing greater political agreement on the need to be able to intervene in conflict elsewhere in times of significant great power competition.[85] In brief, if the EU as a whole does not see a need for being able to influence the course of conflict in neighbouring countries like Libya, Syria or the Ukraine, why would any great or regional power take it seriously in respect of such conflicts?

These limitations make EU institutions ‘event takers’ in conflicts that feature high levels of violence and/or existential features. That is problematic because it is exactly such conflicts that produce negative effects that affect the EU, such as damaging the international legal order, generating human flight, causing developmental regress and regional conflict spillover, radicalisation and transnational organised crime.[86] Even though key elements of the EU’s CSDP architecture that would enable more direct intervention in such conflicts – such as the global human rights sanction regime or the European Peace Facility – were not yet in place during much of both civil wars (see Section 1), it would hardly have been possible to use them due to the aforementioned foreign policy divergence among EU Member States and lack of strategic culture / threat perception.

In turn, this suggests that a full spectrum upgrade of the EU’s foreign policy and toolkit will not suffice in the absence of a shared strategic culture. This is likely to be elusive, efforts such as the Strategic Compass notwithstanding. After all, some EU Member States have a provincial foreign policy and others a more global orientation; some have a middle-of-the-road foreign policy while yet others take a more assertive posture. Despite promising recent policy and institutional improvements, this strategic challenge is likely to persist in the near future. Wholesale replacement in EU foreign policy decision making of unanimity by qualified majority voting would leave the underlying diversity of Member State interests intact, which is bound to create problems - even though the experience in some policy areas suggests that the introduction of (the threat of) qualified majority voting can produce smoother decision-making by unanimity.

With this in mind, the core recommendation of the paper is to increase the effectiveness of EU interventions in high-intensity conflicts by institutionalising full-spectrum decision making, policy implementation and force deployment modalities for the EU as a whole, as well as for EU coalitions of the willing.

The parallel existence of such tracks will enable the EU to act jointly in conflicts where Member States have more or less compatible foreign policy preferences with matching intensity preferences. It will also enable it to act in coalitions in conflicts where Member States have more or less compatible foreign policy preferences with a mixed distribution of intensity preferences (like Iraq, or arguably Syria). EU foreign policy inaction, including institutional paralysis, will continue to occur where Member States’ foreign policy preferences are largely not compatible and have a sufficient quorum of high-intensity preferences.

Table 8
‘Prisoner’s dilemma’ of EU Member State foreign policy interests on a particular conflict

Low-intensity preferences prevail

Mixed distribution of intensity preferences (low, medium, high)

Quorum of high-intensity preferences

Interests are largely compatible

Inaction or joint action

Joint action or coalition action

Joint action

Interests are largely not compatible

Inaction

Coalition action or inaction

Inaction or paralysis

Note: Whether a mixed distribution of intensity preferences in a case of compatibility of interests leads to joint or coalition action depends on which Member States (large, medium, small) have what kind of intensity preference (high, medium, low) and the diplomatic skill of EU institutions and dedicated Member States to create a collective will for action. The same holds for coalition versus inaction as possible results of a mixed distribution of intensity preferences in a case of incompatibility of interests.

A joint modality that enables conflict intervention by the EU as a whole could consist of a newly-established European Security Council, supported by the European External Action Service (including scalable conflict task forces built on existing inter-service coordination platforms – see below), an enlarged but now operational EU Military Headquarters and dedicated European or national force assets.[87] A modality for coalitions of the willing could consist of a fast-track Council Qualified Majority Vote for a new PESCO-type ‘Council’[88] supported by an EEAS-based conflict task force, a Service Level Agreement with an operationalised EU Military Headquarters and national force assets. To operationalise these modalities and give them teeth, EU Member States also need to install two critical system upgrades regarding the toolkit for EU engagement in conflict.

Table 9
Practical toolkit upgrades to turn EU institutions from ‘event takers’ into ‘event co-makers’ and from ‘payers’ into ‘players’

Upgrade

Objective

Role of the EU institutions

(1) Enable rapid mobilisation of dedicated conflict task forces built on existing inter-services consultation formats

Create better political conflict strategies that leverage existing EU capabilities more coherently

Serve as fulcrum for EU foreign policy

Explanation


Rapidly scalable teams of civil servants and external experts with a core of EEAS officials[89] that are managed at director or special representative level and which have a pre-set budget for diplomatic action as well as, crucially, specified exceptional authorities to guide policy making and financial decision making across the European Commission and the EEAS pertaining to the conflict for which they are responsible. They would be tasked to design a high-grade political conflict strategy, creating and maintaining Member State buy-in, and ensuring that short- and long-term interventions are strategically aligned and coherently implemented. Located within the EEAS, these teams would report directly to either the High Representative’s office or to the Secretary General’s office.


Such teams would be based on a generic conflict task force template that can be activated by the Foreign Affairs Council based on a proposal by the High Representative. Approval is by unanimity, after which further Council decision making on conflict task force proposals are made by qualified majority voting. The EU budget makes provision for the creation of 3 or 4 such conflict task forces per year and limits their existence to a four-year term after which they are automatically discontinued.

Joint modality

Conflict task force managed by EEAS official reporting to the High Representative or EEAS Secretary General

Funded from the regular EU budget

Coalition of the willing modality

Conflict task force managed by Member State official reporting to the chairman of a PESCO-type ‘Council’ and the High Representative

Funded by participating Member States that top up the regular EU budget

(2a) Enable indirect material support for partner armed forces via the European Peace Facility

Create the ability to engage in the crisis management part of the conflict cycle

Act as secretariat for coalitions of the willing

Explanation


The European Peace Facility enables training, financing, supplying and mentoring of partner armed forces, including of the non-state variety. It allows the EU to sustain and expand existing armed forces on the battlefield in an indirect manner, such as by supporting the likes of the FSA or YPG in Syria at scale. The fund is kept off-budget so that it can be financed by those Member States that use it. Decision-making procedures depend on whether it is tapped via the joint modality (Foreign Affairs Council) or the coalition of the willing modality (PESCO-type Council).

(2b) Enable direct deployment of limited high-end EU expeditionary military forces and/or EU Battlegroup(s) in support of allied armed forces

Create the ability to engage in the crisis management part of the conflict cycle

Serve as agent of the Council in its capacity as principal

Explanation


A limited high-end EU intervention capability consisting of e.g. special forces, drones and combat helicopters to work with partner armed forces on the ground (including of the non-state variety) that can give them an edge – akin to the US working with the Syrian Kurdish YPG or the Northern Alliance in Afghanistan. Such forces should be recruited from among EU citizens, paid for from the EU budget and report directly to an operational EU Military Headquarters. They can only be deployed under the joint modality. If their deployment is proposed by a newly created and approved conflict task force, this is decided based on qualified majority voting. Alternatively, the EU battlegroups can be revived and refitted for the same purpose, although battalion-size infantry formations are likely less suited to high-intensity conflicts. Initially, such as an instrument would need to be created off-budget given article 41 (2) TEU (as is the case with the EPF), but it might be incorporated into the EU budget in the longer term whenever the inevitable next round of treaty changes comes around.

Notably, both upgrades require significant parallel or prior improvement in the quality of the EU’s conflict analyses, as well as the processes by which such analyses are connected to conflict strategy design, review and implementation. Examination of EU institutional interventions during the Syrian and Iraqi civil wars demonstrates that its understanding of both conflicts was partial at best and dangerously incomplete at worst. Unsurprisingly, this creates a risk of interventions doing more harm than good. While ‘doing harm’ cannot be avoided in the fog of war, there is ample scope to improve the current conflict analysis practices of the EU institutions, recent progress notwithstanding (a process driven by the EEAS directorate’s ‘Integrated Approach for Security and Peace’).

The two conflicts assessed in this report suggest that EU institutions do a decent job on the softer aspects of conflict – mostly humanitarian aid and peacebuilding – that help mitigate its awful consequences. But if the EU wishes to engage effectively across the entire conflict cycle, it needs to create institutional modalities that can better navigate alternating constellations of Member State interests, develop more coherent political intervention strategies backed by high-quality resources and be able to deploy limited force on the battlefield.

Many conflicts are characterised by sporadic episodes of high-intensity violence (e.g. Libya), continuous low-level violence (e.g. Turkey versus the PKK or Egypt in the Sinai), or a mix of both (e.g. Israel versus Palestine), instead of by continuous high-intensity violence (e.g. Iraq and Syria). Value or ideological compatibility between the fighting parties also tends to be less black/white in many cases than in Syria and Iraq.
See also Kribbe (2020), op.cit.
Batrawi (2020), op.cit.
This echoes recent work of the Dutch Advisory Committee for International Affairs (AIV). See: AIV, Europese veiligheid: Tijd voor nieuwe stappen [European security: Time for new initiatives], The Hague: AIV Advies No. 112, 2020.
That is to say, a subset of EU Member States at ministerial level on a voluntary basis with joint decision-making authority for their collective intervention in a particular conflict under an EU banner.
Drawn, for example, from the relevant EEAS regional directorate and the EEAS Integrated Approach for Security and Peace directorate (previously called PRISM).