This section inventories factors that influence the effectiveness of mission activities aiming to strengthen civilian police and state justice systems in (post-)conflict societies at the level of the conflict context. Specific mission activities pertaining to rule of law elements, such as capacity building for civilian police forces, are only one dimension of the activity portfolio of a mission, which is susceptible in its entirety to developments in the conflict that the mission was deployed to mitigate. The exact nature of the interdependence between conflict developments and mission performance is influenced by variables such as type of conflict, country size, number of conflict parties, volume of peacekeeping resources deployed, levels of inter- and transnational support for conflict parties, sources of revenue, conflict legacy and types of grievance.[7] In most cases, however, the interaction between conflict and mission is unbalanced in the sense that conflict developments will have a major impact on mission effectiveness, while mission activities usually have a more modest impact on conflict.[8]

Contemporary intrastate conflicts are typically: volatile in terms of the intensity and geography of the violence they exhibit; feature a vast and diverse array of conflict parties with loyalties that can rapidly change; tend to recur; and are often domestic, transnational and international at the same time. In terms of their drivers, they often share the presence of repressive or kleptocratic ruling elites.[9] Examples include present-day conflicts in Syria, Iraq, Yemen, Libya, Burundi, Somalia, the DR Congo and Afghanistan. Governance in such places typically consists of a mix of formal procedures and state institutions on the one hand, and informal and/or traditional networks, powerbrokers and armed groups on the other. Together, these produce hybrid authority systems that usually feature intensive linkages with existing war economies.[10] This means that working with ‘the state’ in these types of settings is far from a benign, progressive or neutral course of action. It also means that governance intentions and administrative capabilities are often radically – and purposefully – different from the imagined Weberian state bureaucracy.[11]

It is in these settings that the international community – multidimensional peacekeeping missions in particular – has long sought to initiate wholesale socio-political transformations through prolonged statebuilding efforts focused on (re-)establishing state institutions via pre-set policy templates in areas such as Security Sector Reform (SSR), Disarmament, Demobilization and Reintegration (DDR) and Rule of Law (RoL) reform once a government of national unity has been established through classic mediation processes.[12] Arguably, such an approach has generally had little success in bringing the intended transformations about – Iraq and Afghanistan represent the most obvious failures – and appears to be of declining utility in contemporary intrastate conflict, as exemplified by recent UN peacemaking and peacekeeping efforts in South Sudan (UNMISS), Mali (MINUSMA) and Libya (UNSMIL).[13] This is the case for several reasons:

In its philosophy, the approach is (too) optimistic in terms of how able and willing societies are to embrace fundamental change of vested interests, culture and existing practices, as well as how fast such change can happen.[14] This has caused missions to become insufficiently attuned to what is feasible in the domestic politics of the host countries in which they operate.[15]

In its objectives, the approach is state-centric, focused on ruling elites and on state institutions although persistent and devastating state failure is often a root cause of conflict.[16] As a result, incremental and rational improvement of state capability will not bring about sustainable peace in many cases, which reduces the relevance of the work of peacekeeping missions.[17]

In its implementation, the approach is grounded in a number of largely unproven assumptions (e.g. the ‘all good things go together’ assumption that holds it is possible to advance a liberal market economy, the rule of law and democratization at the same time),[18] and is too generic, with little attention paid to local context, conflict development and national political economies. This has caused missions to become too technical in their focus and working methods.[19]

While the UN’s ‘HIPPO’ report, as well as the UN Secretary-General’s response to this report and subsequent implementation efforts have all set out new strategic directions, increased political awareness and triggered capability reforms, the struggles, tensions and issues outlined above are likely to remain pertinent for a good while longer. This is because reforming the UN system, with its 193 political stakeholders and many principals, is a difficult and slow process.[20] As a result, the UN’s approach to peacekeeping will only change slowly. Quick change – including greater effectiveness of UN-missions – should not be expected.

Meanwhile, geopolitical tensions have risen to new levels as the global agenda-setting and enforcement power of the United States has both diminished and is being used differently. Russia seeks to re-assert itself on the global stage, China claims its own global and regional spheres of influence and, importantly, regional powers like Iran, Saudi Arabia, Turkey and India have become increasingly assertive.[21] As a consequence, missions, when authorised, are likely to operate in a tenser and more crowded geopolitical situation. Traditionally, missions manage their diplomatic relations via the UN Secretary-General and the UN Security Council, but the complex demands and fast tempo of contemporary intrastate conflict also require that this is done in real-time and locally.[22]

Against this background sketch, which emerged from our literature review, we have identified key conflict context factors that influence the likely effectiveness of the entire portfolio of mission activities, including those seeking to strengthen civilian police and state justice systems (see Table 1).

Table 1
Key factors influencing mission effectiveness at the level of conflict context

Factor

Indicator(s)

What is the issue?

1. The mission has a clear conflict transformation strategy grounded in a sound understanding of the domestic political economy.


This strategy includes a realistic assessment of the mission’s own political engagement and scope/methods of influence.
[23]

Conflict transformation assumptions are clearly spelled out, gradually substantiated and regularly revised.

Analysis of the conflict and the domestic political economy is conducted regularly and fed into strategic deliberation about mission mandate and activities.

Mechanisms are in place to solicit a wide range of inputs from the general population and elites, and sufficient mission capability is available for strategic analysis with direct access to mission leadership.

Political engagement is considered as the key route to positive change.

Superficial understanding of the conflict leads to engagement strategies based on faulty assumptions.

Political engagement needs to be a key topic for mission leadership that is discussed regularly. This includes a focus on strategic individuals, barriers to collective action and contestation of ideas.[24]

Effective political engagement requires a strategy based on a deep understanding of both the conflict and the domestic political economy, in particular elite interests.

An overly state-centric focus prioritises statebuilding over peacebuilding.[25] This risks accelerating conflict recurrence.

2. The mission has an effective mechanism to track and influence regional conflict drivers.[26]

There is a ‘friends of the mission’ group that includes regional powers and acts as a forum for consultation.

The mission has regional components in its mandate and a regional envoy and/or clearly organised links with missions in adjacent countries and/or can avail itself of a ‘group of experts’ for more in-depth regional analysis.

Most conflicts feature a range of transnational and international linkages and drivers. If these are not addressed in parallel with domestic conflict drivers, mission efforts are unlikely to be successful.

While regional mandates are rare, mechanisms exist that can nonetheless assure helpful linkages.

3. Mission capabilities are designed to adapt to changing conflict conditions during deployment.[27]

The mission’s concept of operations contains a process of regular capability review.

Capability upscaling or downscaling can happen swiftly through rosters, troop-contributing countries, UN agencies, or otherwise.

A well-informed and up-to-date political strategy is of little use if the additional capabilities it suggests are needed cannot be obtained in time.

Similarly, mission effectiveness can be negatively impacted if a mission is not downscaled in a timely and orderly manner.

For example: Dobbins et al., America’s role in nation-building: From Germany to Iraq, Santa Monica: RAND, 2003; Dobbins et al. (2005), op.cit.; Stewart, R. and G. Knaus, Can intervention work?, New York: Norton & Company, 2012.
See for example: Smith, R., The utility of force: The art of war in the modern world, New York: Alfred Knopf, 2007; Simpson, E., War from the ground up: Twenty-first century combat as politics, London: Hurst and Company, 2013.
For an insightful discussion of this issue: Development Leadership Program, Inside the black box of political will: 10 years of findings from the Development Leadership Program, Birmingham: DLP, 2018.
Della Giacoma, J., Global peace operations review 2015, New York: CIC, 2016.
This is also the case because UN missions increasingly undertake stabilisation-type tasks under a peacekeeping mandate and with peacebuilding-type capabilities. See: De Coning, A. Chiyuki and J. Karlsrud (eds.), UN peacekeeping doctrine in a new era: Adapting to stabilisation, protection and new threats, London: Routledge, 2017.
The WRR makes a similar point in relation to Dutch development efforts in: Van Lieshout, P., R. Went and M. Kremer, Less pretention, more ambition. Development aid that makes a difference, The Hague: WRR, 2010.
The new emphasis in New York on the ‘politics of peacekeeping’ and the need for peacekeeping missions to engage on the basis of a political strategy represents a clear admission of this shortcoming. See: UN (2015), op.cit.; Guéhenno, J-M, The fog of peace: A memoir of international peacekeeping in the 21 st century, Washington DC: Brookings Institute Press, 2015.
As aptly put by George Bernard Shaw: ‘Reformers mistakenly believe that change can be achieved through brute sanity.’ See: link (accessed 6 September 2018).
Stewart and Knaus (2012), op.cit.; Valters, C., E. van Veen and L. Denney, Security progress in post-conflict contexts: between liberal peacebuilding and elite interests, London: ODI, 2015.
See for instance: Valters et al. (2015), op.cit.; Autessere (2017), op.cit.
UN (2015), op.cit.; Van der Lijn, J. et al., Progress on UN peacekeeping reform: HIPPO and beyond, The Hague: Clingendael, 2017; Boutellis, A. and A. Novosseloff, Road to a better UN? Peace operations and the reform agenda, New York: IPI, 2017. As the late Adrian Leftwich remarked: ‘Ultimately, if you wish to defeat poverty, prepare to address the power and the politics that keep people poor. The rest is detail’. The same can be said for the ‘defeat of violence and conflict’. See: Hudson, D. and A. Leftwich, From Political Economy to Political Analysis, Birmingham: Developmental Leadership Program, 2014.
Note that the argument here is not that this will lead to more conflict. It is likely that this situation will make it more difficult to reach consensus in the UN Security Council on how best to maintain peace in cases where great or regional power interests clash. For a good discussion of consensus-building and compliance in the UN Security Council see: De Bruijne, K. and M. Meinders (eds.), Multi-orde: Clingendael strategic monitor 2017, The Hague: Clingendael, 2017.
Van Veen, E., Upgrading Peacekeeping to Counter Transnational Conflict Drivers: Five Essential Actions, The Hague: Clingendael, 2014; United Nations (2015), op.cit.
Della Giacoma (2015), op.cit.; Della Giacoma (2016), op.cit.; Guehenno (2015), op.cit; UN (2015), op.cit.; DLP (2018), op.cit.; Cheng, C., Goodhand, J., and P. Meehan, Synthesis Paper: Securing and Sustaining Elite Bargains that Reduce Violent Conflict, London: UK Stabilisation Unit, 2018; Hansen, A., From Congo to Kosovo: Civilian Police in Peace Operations, Oxford: OUP, 2002; Neild, R., ‘Democratic police reforms in war-torn societies’, Conflict, security and development, Vol. 1, Issue 01, 2001.
On this point specifically: DLP (2018), op.cit.; also: Booth, D., Development as a collective action problem: The Addressing the real challenges of African governance, London: ODI (on behalf of APPP), 2012.
For peacekeeping missions that seek to strengthen state police and judiciary capacity this means that it is unwise to work with these organisations without having a deep understanding of how they are perceived, how they operate and how they are linked to the overall conflict.
Van Veen (2014), op.cit.; Della Giacoma (2015), op.cit.; Guehenno (2015), op.cit.; UN (2015), op.cit.; World Bank (2011), op.cit.
UN (2015), op.cit.; Della Giacoma (2016), op.cit.; Guehenno (2015), op.cit.; De Coning et al. (2017), op.cit.; United Nations, United Nations Peacekeeping Operations: Principles and Guidelines (‘Capstone doctrine’), New York: UN DPKO/DFS, 2008.